4//SEC Filing
ALLEY J LINDSEY 4
Accession 0001302215-25-000059
CIK 0001302215other
Filed
May 22, 8:00 PM ET
Accepted
May 23, 4:31 PM ET
Size
10.9 KB
Accession
0001302215-25-000059
Insider Transaction Report
Form 4
ALLEY J LINDSEY
Chief Financial Officer
Transactions
- Award
CLASS B COMMON STOCK
2025-05-22+2,818→ 2,818 total→ CLASS A COMMON STOCK (2,818 underlying) - Deposit Into/Withdrawal From Voting Trust
CLASS B COMMON STOCK
2025-05-22−5,780→ 70,355 total(indirect: By Trust)→ CLASS A COMMON STOCK (5,780 underlying) - Award
CLASS B COMMON STOCK
2025-05-22+2,962→ 2,962 total→ CLASS A COMMON STOCK (2,962 underlying)
Footnotes (4)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- [F2]On May 22, 2025, the Issuer granted 2,962 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.
- [F3]On May 22, 2025, the Issuer granted 2,818 performance shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date if certain performance goals based upon revenue growth are achieved. If on vesting date such performance criteria are not achieved, the annual installment of shares will be forfeited.
- [F4]Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.
Documents
Issuer
HOULIHAN LOKEY, INC.
CIK 0001302215
Entity typeother
Related Parties
1- filerCIK 0001649209
Filing Metadata
- Form type
- 4
- Filed
- May 22, 8:00 PM ET
- Accepted
- May 23, 4:31 PM ET
- Size
- 10.9 KB