4//SEC Filing
BEISER SCOTT L 4
Accession 0001302215-25-000040
CIK 0001302215other
Filed
May 19, 8:00 PM ET
Accepted
May 20, 5:22 PM ET
Size
15.8 KB
Accession
0001302215-25-000040
Insider Transaction Report
Form 4
BEISER SCOTT L
DirectorCO-CHAIRMAN10% Owner
Transactions
- Conversion
CLASS A COMMON STOCK
2025-05-19+15,000→ 15,000 total - Conversion
CLASS B COMMON STOCK
2025-05-19−15,000→ 0 total→ CLASS A COMMON STOCK (15,000 underlying) - Conversion
CLASS B COMMON STOCK
2025-05-19−8,008→ 0 total→ CLASS A COMMON STOCK (8,008 underlying) - Gift
CLASS A COMMON STOCK
2025-05-19−15,000→ 0 total - Conversion
CLASS A COMMON STOCK
2025-05-19+8,008→ 8,008 total - Sale
CLASS A COMMON STOCK
2025-05-19$178.71/sh−8,008$1,431,110→ 0 total
Holdings
- 802,636(indirect: By Trust)
CLASS B COMMON STOCK
→ CLASS A COMMON STOCK (802,636 underlying)
Footnotes (4)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- [F2]Per share price reflects the weighted average price in a series of open market sales on May 19, 2025 at prices ranging from $178.28 per share to $179.19 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote.
- [F3]On May 19, 2025, the reporting person made a charitable donation of 15,000 shares of Class A Common Stock. No value was received for the donated shares.
- [F4]The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.
Documents
Issuer
HOULIHAN LOKEY, INC.
CIK 0001302215
Entity typeother
Related Parties
1- filerCIK 0001649212
Filing Metadata
- Form type
- 4
- Filed
- May 19, 8:00 PM ET
- Accepted
- May 20, 5:22 PM ET
- Size
- 15.8 KB