4//SEC Filing
BEISER SCOTT L 4
Accession 0001302215-24-000113
CIK 0001302215other
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 4:29 PM ET
Size
10.5 KB
Accession
0001302215-24-000113
Insider Transaction Report
Form 4
BEISER SCOTT L
DirectorCO-CHAIRMAN10% Owner
Transactions
- Conversion
CLASS A COMMON STOCK
2024-11-06+15,000→ 15,000 total - Gift
CLASS A COMMON STOCK
2024-11-06−15,000→ 0 total - Conversion
CLASS B COMMON STOCK
2024-11-06−15,000→ 0 total→ CLASS A COMMON STOCK (15,000 underlying)
Holdings
- 833,525(indirect: By Trust)
CLASS B COMMON STOCK
→ CLASS A COMMON STOCK (833,525 underlying)
Footnotes (3)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- [F2]On November 6, 2024, the reporting person made a charitable donation of 15,000 shares of Class B Common Stock. No value was received for the donated shares.
- [F3]The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.
Documents
Issuer
HOULIHAN LOKEY, INC.
CIK 0001302215
Entity typeother
Related Parties
1- filerCIK 0001649212
Filing Metadata
- Form type
- 4
- Filed
- Nov 6, 7:00 PM ET
- Accepted
- Nov 7, 4:29 PM ET
- Size
- 10.5 KB