4//SEC Filing
ALLEY J LINDSEY 4
Accession 0001302215-24-000053
CIK 0001302215other
Filed
May 23, 8:00 PM ET
Accepted
May 24, 6:02 PM ET
Size
8.5 KB
Accession
0001302215-24-000053
Insider Transaction Report
Form 4
ALLEY J LINDSEY
Chief Financial Officer
Transactions
- Award
CLASS B COMMON STOCK
2024-05-23+3,146→ 3,146 total→ CLASS A COMMON STOCK (3,146 underlying) - Deposit Into/Withdrawal From Voting Trust
CLASS B COMMON STOCK
2024-05-23−3,146→ 77,769 total(indirect: By Trust)→ CLASS A COMMON STOCK (3,146 underlying)
Footnotes (3)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- [F2]On May 23, 2024, the Issuer granted 3,146 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.
- [F3]Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.
Documents
Issuer
HOULIHAN LOKEY, INC.
CIK 0001302215
Entity typeother
Related Parties
1- filerCIK 0001649209
Filing Metadata
- Form type
- 4
- Filed
- May 23, 8:00 PM ET
- Accepted
- May 24, 6:02 PM ET
- Size
- 8.5 KB