4//SEC Filing
ALLEY J LINDSEY 4
Accession 0001302215-23-000096
CIK 0001302215other
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 5:40 PM ET
Size
10.6 KB
Accession
0001302215-23-000096
Insider Transaction Report
Form 4
ALLEY J LINDSEY
Chief Financial Officer
Transactions
- Conversion
CLASS A COMMON STOCK
2023-11-30+10,000→ 10,000 total - Conversion
CLASS B COMMON STOCK
2023-11-30−10,000→ 0 total→ CLASS A COMMON STOCK (10,000 underlying) - Sale
CLASS A COMMON STOCK
2023-11-30$107.48/sh−10,000$1,074,800→ 0 total
Holdings
- 76,874(indirect: By Trust)
CLASS B COMMON STOCK
→ CLASS A COMMON STOCK (76,874 underlying)
Footnotes (3)
- [F1]Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.
- [F2]Per share price reflects the weighted average price in a series of open market sales on November 30, 2023 at prices ranging from $105.40 per share to $108.20 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote.
- [F3]The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.
Documents
Issuer
HOULIHAN LOKEY, INC.
CIK 0001302215
Entity typeother
Related Parties
1- filerCIK 0001649209
Filing Metadata
- Form type
- 4
- Filed
- Nov 29, 7:00 PM ET
- Accepted
- Nov 30, 5:40 PM ET
- Size
- 10.6 KB