4//SEC Filing
Adelson Scott Joseph 4
Accession 0001302215-23-000047
CIK 0001302215other
Filed
May 24, 8:00 PM ET
Accepted
May 25, 7:08 PM ET
Size
8.4 KB
Accession
0001302215-23-000047
Insider Transaction Report
Form 4
Adelson Scott Joseph
DirectorCEO
Transactions
- Deposit Into/Withdrawal From Voting Trust
CLASS B COMMON STOCK
2023-05-24−13,593→ 884,919 total(indirect: By Trust)→ CLASS A COMMON STOCK (13,593 underlying) - Award
CLASS B COMMON STOCK
2023-05-24+13,593→ 13,593 total→ CLASS A COMMON STOCK (13,593 underlying)
Footnotes (3)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.
- [F2]On May 24, 2023, the Issuer granted 13,593 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.
- [F3]Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.
Documents
Issuer
HOULIHAN LOKEY, INC.
CIK 0001302215
Entity typeother
Related Parties
1- filerCIK 0001360042
Filing Metadata
- Form type
- 4
- Filed
- May 24, 8:00 PM ET
- Accepted
- May 25, 7:08 PM ET
- Size
- 8.4 KB