4//SEC Filing
Carter Todd J 4
Accession 0001302215-23-000027
CIK 0001302215other
Filed
May 16, 8:00 PM ET
Accepted
May 17, 4:41 PM ET
Size
6.3 KB
Accession
0001302215-23-000027
Insider Transaction Report
Form 4
Carter Todd J
Director
Transactions
- Tax Payment
CLASS B COMMON STOCK
2023-05-15$89.04/sh−10,531$937,680→ 91,105 total(indirect: By Trust)→ CLASS A COMMON STOCK (10,531 underlying)
Footnotes (3)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.
- [F2]Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan.
- [F3]The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.
Documents
Issuer
HOULIHAN LOKEY, INC.
CIK 0001302215
Entity typeother
Related Parties
1- filerCIK 0001679143
Filing Metadata
- Form type
- 4
- Filed
- May 16, 8:00 PM ET
- Accepted
- May 17, 4:41 PM ET
- Size
- 6.3 KB