4//SEC Filing
PITTERS RON 4
Accession 0001299709-23-000108
CIK 0001299709other
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 3:20 PM ET
Size
9.7 KB
Accession
0001299709-23-000108
Insider Transaction Report
Form 4
PITTERS RON
Other
Transactions
- Disposition to Issuer
Common Stock
2023-03-23$36.37/sh−210$7,638→ 12,946 total - Exercise/Conversion
Common Stock
2023-03-23$36.37/sh+609$22,149→ 13,156 total - Exercise/Conversion
Restricted Stock Units
2023-03-23−609→ 8,925 total→ Common Stock (609 underlying)
Holdings
- 1,530(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Represents shares of Common Stock issued on March 23, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
- [F2]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- [F3]Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
- [F4]The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
- [F5]The RSUs vest as to one-third of the shares on each anniversary date of grant.
Documents
Issuer
Axos Financial, Inc.
CIK 0001299709
Entity typeother
Related Parties
1- filerCIK 0001891973
Filing Metadata
- Form type
- 4
- Filed
- Mar 23, 8:00 PM ET
- Accepted
- Mar 24, 3:20 PM ET
- Size
- 9.7 KB