4//SEC Filing
Burke John Gary 4
Accession 0001299709-19-000135
CIK 0001299709other
Filed
Aug 26, 8:00 PM ET
Accepted
Aug 27, 1:06 PM ET
Size
9.1 KB
Accession
0001299709-19-000135
Insider Transaction Report
Form 4
Burke John Gary
Director
Transactions
- Tax Payment
Common Stock
2019-08-17$27.12/sh−859$23,296→ 1,819,664 total - Exercise/Conversion
Common Stock
2019-08-17$27.12/sh+2,667$72,329→ 1,820,523 total - Exercise/Conversion
Restricted Stock Units
2019-08-17−2,667→ 21,334 total→ Common Stock (2,667 underlying)
Footnotes (4)
- [F1]Represents shares of Common Stock issued on August 17, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
- [F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- [F4]The RSUs vest over three years, one-third on each anniversary date of grant.
Documents
Issuer
Axos Financial, Inc.
CIK 0001299709
Entity typeother
Related Parties
1- filerCIK 0001345768
Filing Metadata
- Form type
- 4
- Filed
- Aug 26, 8:00 PM ET
- Accepted
- Aug 27, 1:06 PM ET
- Size
- 9.1 KB