GUGGENHEIM STRATEGIC OPPORTUNITIES FUND·4

Mar 13, 4:02 PM ET

Barnes Randall C 4

4 · GUGGENHEIM STRATEGIC OPPORTUNITIES FUND · Filed Mar 13, 2026

Research Summary

AI-generated summary of this filing

Updated

Guggenheim (GOF) Trustee Barnes Randall C Buys 220 Shares

What Happened Barnes Randall C, a trustee of Guggenheim Strategic Opportunities Fund (ticker: GOF), purchased 220 shares on 2026-03-12. The transaction was an open-market/private purchase at $11.39 per share, totaling approximately $2,506. This was a buy (purchase) transaction, which some investors view as a modest positive signal compared with sales.

Key Details

  • Transaction date: 2026-03-12; Filing date: 2026-03-13 (filed the next day).
  • Transaction type/code: Purchase (P) — open market or private purchase.
  • Price and amount: 220 shares at $11.39 each; total ≈ $2,506.
  • Shares owned after transaction: Not disclosed in the provided filing excerpt.
  • Notable footnotes: None provided in the excerpt; no indication of a 10b5-1 plan, tax withholding, or gift.
  • Timeliness: Filing appears timely (reported the day after the trade).

Context This is a straightforward insider purchase by a trustee rather than an officer or 10% owner; purchases can indicate confidence but small-dollar buys (here ≈$2.5K) are relatively modest and should be weighed accordingly. No derivatives, option exercises, or immediate resale were reported.

Insider Transaction Report

Form 4
Period: 2026-03-12
Barnes Randall C
DirectorOther
Transactions
  • Purchase

    Common Stock

    2026-03-12$11.39/sh+220$2,5066,451 total
Signature
/s/ Randall C. Barnes, by Mark E. Mathiasen Pursuant to a Power of Attorney|2026-03-13

Documents

2 files