4//SEC Filing
XTENT INC 4
Accession 0001295357-07-000003
CIK 0001212235operating
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 3:50 PM ET
Size
14.2 KB
Accession
0001295357-07-000003
Insider Transaction Report
Form 4
XTENT INCXTNT
Will Allan R
Director10% Owner
Transactions
- Conversion
Series B Preferred Stock
2007-02-06−1,263,297→ 0 total(indirect: By LLC)→ Common Stock (1,263,297 underlying) - Conversion
Series D Preferred Stock
2007-02-06−337,078→ 0 total(indirect: By LLC)→ Common Stock (337,078 underlying) - Conversion
Series C Preferred Stock
2007-02-06−1,014,760→ 0 total(indirect: By LLC)→ Common Stock (1,014,760 underlying) - Conversion
Common Stock
2007-02-06+2,615,135→ 2,615,135 total(indirect: By LLC)
Holdings
- 160,156(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Represents securities held directly by The Will Family Trust, which the Reporting Person is a Trustee.
- [F2]Not applicable.
- [F3]Represents securities held directly by St. Paul Venture Capital VI, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to four individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person may be deemed to be an indirect beneficial owner of the reported securities. The reporting person disclaims any beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F4]Each share of Series B, Series C and Series D Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering on February 6, 2007. Prior to its automatic conversion into the Issuer's Common Stock, the Series B, Series C and Series D Preferred Stock was convertible at any time at the option of the holder.
Documents
Issuer
XTENT INC
CIK 0001212235
Entity typeoperating
Related Parties
1- filerCIK 0001212235
Filing Metadata
- Form type
- 4
- Filed
- Feb 6, 7:00 PM ET
- Accepted
- Feb 7, 3:50 PM ET
- Size
- 14.2 KB