LIGHTING SCIENCE GROUP CORP 4
4 · LIGHTING SCIENCE GROUP CORP · Filed Jul 5, 2007
Insider Transaction Report
Form 4
Collingwood John
Director
Transactions
- Award
Common Stock
2007-07-02$0.31/sh+40,323$12,500→ 5,209,848 total - Award
Common Stock
2007-05-21$0.24/sh+921$221→ 5,134,802 total - Award
Common Stock
2007-07-02$0.36/sh+34,723$12,500→ 5,169,525 total
Footnotes (4)
- [F1]Includes (i) 30,002 shares issuable by the issuer to Mr. Collingwood pursuant to the conversion of 6% Convertible Preferred Stock of the issuer; (ii) 514,063 shares issuable to Mr. Collingwood pursuant to the exercise of warrants at a price of $0.30 per share; (iii) 100,000 shares issuable to Mr. Collingwood pursuant to the exercise of warrants at a price of $1.50 per share; (iv) 20,000 shares issuable to Mr. Collingwood pursuant to the exercise of options at a price of $0.32 per share (two-thirds of which are vested and one-third of which will vest on 2/20/08); and (v) 50,000 shares issuable to Mr. Collingwood pursuant to the exercise of options at a price of $0.53 per share (two-thirds of which are vested and one-third of which will vest on 10/31/07).
- [F2]Price is based upon the average of the closing prices for the ten days preceding the calculation of the quarterly dividend for the 6% preferred stock of the Company.
- [F3]Price is based upon the average closing price of the stock for the quarter ending March 31, 2007 as payment in lieu of cash for directors fees.
- [F4]Price is based upon the average closing price of the stock for the quarter ending June 30, 2007 as payment in lieu of cash for directors fees.