ALLIANCE PHARMACEUTICAL CORP·4

Jan 13, 4:40 PM ET

ROTH DUANE J 4

4 · ALLIANCE PHARMACEUTICAL CORP · Filed Jan 13, 2005

Insider Transaction Report

Form 4
Period: 2005-01-12
ROTH DUANE J
DirectorCHIEF EXECUTIVE OFFICER
Transactions
  • Award

    NON-QUALIFIED STOCK OPTION

    2005-01-12$0.29/sh+1,000,000$290,0001,000,000 total
    Exercise: $0.29Exp: 2015-01-12COMMON STOCK (1,000,000 underlying)
Holdings
  • COMMON STOCK

    (indirect: By Spouse)
    1,665
  • WARRANT

    Exercise: $0.35From: 2001-10-30Exp: 2006-10-30COMMON STOCK (28,571 underlying)
    28,571
  • COMMON STOCK

    86,742
  • NON-QUALIFIED STOCK OPTION

    COMMON STOCK (459,300 underlying)
    459,300
Footnotes (3)
  • [F1]A. 50% shall vest on the date the Company enters into an agreement that terminates the cash covenant set forth in certain Senior Note agreements; B. 25% shall vest on the date the Company enters into an agreement with an additional party; C. 25% shall vest on the date the Company initiates clinical trials.
  • [F2]VARIOUS
  • [F3]AVERAGE - $16.58

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT