UNITED STATES SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): August 13, 2017

OCERA THERAPEUTICS, INC.

(Exact name of registrant as specified in its charter)



DELAWARE	001-35119	63-1192270
(State or other jurisdiction	(Commission File Number)	(I.R.S. Employer
of		Identification No.)
incorporation)



555 Twin Dolphin Drive, Suite 615
Redwood City, CA		94065
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code (650) 475-0150

Not applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

Item 23.~~02 Results~~01. Notice of ~~Operations~~Delisting ~~and~~or ~~Financial~~Failure ~~Condition~~to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On August 13, 2017, Ocera Therapeutics, Inc. ~~issued~~(the “Company”) received a ~~press~~letter ~~release~~from ~~announcing~~The ~~its~~Nasdaq ~~financial~~Stock ~~results~~Market ~~and~~(“Nasdaq”) ~~other~~informing ~~information~~the Company that the $9.3 million in stockholders’ equity reported in its most recent Form 10-Q for the quarter ended June 30, 2017 fell below the minimum of $10.0 million for continued listing on The ~~full~~Nasdaq ~~text~~Global Market under Listing Rule 5450(b)(1)(A). The letter stated that the Company may submit a plan to regain compliance to Nasdaq within 45 days of receipt of the ~~press~~letter. The ~~release~~Company ~~and~~intends to do so. If the ~~related~~plan ~~attachments~~is ~~are~~accepted, ~~furnished~~Nasdaq ascan ~~Exhibit 99~~grant an extension of up to 180 days for the Company to regain compliance.1 ~~hereto~~The ~~and~~letter ~~incorporated~~has ~~herein~~no byimmediate ~~reference~~effect on the listing of the Company's common stock on The Nasdaq Global Market.

The information under this Item 2.02, including Exhibit 99.1 attached hereto, is intended to be furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit No.		Description
99.1		Press Release of Ocera Therapeutics, Inc. dated August 1, 2017, furnished hereto.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

August 1, 2017	Ocera Therapeutics, Inc.
August 4, 2017	Ocera Therapeutics, Inc.
	By:	/s/ ~~Linda~~Michael ~~S. Grais, M.D.~~Byrnes
	Name:	~~Linda~~Michael ~~S. Grais, M.D.~~Byrnes
	Title:	~~President and~~ Chief ~~Executive~~Financial Officer and Treasurer

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