KNEZ DEBRA SMITH 4
4 · NEIMAN MARCUS GROUP INC · Filed Oct 16, 2003
Insider Transaction Report
Form 4
KNEZ DEBRA SMITH
Other
Transactions
- Other
Class B Common Stock
2003-10-15$44.36/sh−990$43,916→ 187,756 total
Holdings
- 178,389(indirect: see notes)
Class B Common Stock
Footnotes (3)
- [F1]Represents (1) a distribution of 495 shares by Debra Smith Knez to the Debra and Brian Knez 1988 Children's Trust f/b/o Jessica M. Knez u/d/t dated 12/1/1988, of which Brian J. Knez and Mark D. Balk are Trustees, and (2) a distribution of 495 shares by Debra Smith Knez to the Debra and Brian Knez 1988 Children's Trust f/b/o Andrew P. Knez u/d/t dated 12/1/1988, of which Brian J. Knez and Mark D. Balk are Trustees.
- [F2]Reflects the shares held directly and indirectly by the following persons or entities and indirectly by Debra Smith Knez: 28,997 shares owned indirectly as trustee of the Susan F. Smith Grantor Retained Annuity Trust - 7 Years u/d/t dated August 10, 1994 f/b/o Debra Smith Knez; 5,849 shares owned indirectly by Debra Smith Knez's husband, Brian J. Knez, as trustee of the Debra and Brian Knez 1988 Children's Trust for the benefit of Jessica Knez; 5,849 shares owned indirectly by Debra Smith Knez's husband, Brian J. Knez, as trustee of the Debra and Brian Knez 1988 Children's Trust for the benefit of Andrew Knez;
- [F3]48,208 shares owned indirectly by Debra Smith Knez as trustee of the Debra Smith Knez Insurance Trust; 36,594 shares owned indirectly by Debra Smith Knez and Debra Smith Knez's husband, Brian J. Knez, as trustees of the Debra Smith Knez Grantor Retained Annuity Trust; 47,605 shares owned indirectly by Debra Smith Knez's husband, Brian J. Knez, as trustee of the Debra Smith Knez 1998 Grantor Retained Annuity Trust; and 5,287 shares owned directly by Brian J. Knez, Debra Smith Knez's husband. Debra Smith Knez disclaims beneficial ownership of 16,985 of these shares and this report shall not be deemed an admission that Debra Smith Knez is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.