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CATHAY GENERAL BANCORP·4

Jan 12, 7:06 PM ET

LEE PATRICK 4

4 · CATHAY GENERAL BANCORP · Filed Jan 12, 2011

Insider Transaction Report

Form 4
Period: 2011-01-11
CATHAY GENERAL BANCORPCATY
LEE PATRICK
Director
Transactions
  • Exercise/Conversion

    Stock Option

    2011-01-11−2,000→ 0 total
    Exercise: $15.05From: 2002-01-18Exp: 2011-01-18→ Common Stock (0 underlying)
  • Exercise/Conversion

    Common Stock

    2011-01-11$15.05/sh+2,000$30,095→ 2,000 total
Holdings

  • Stock Option

    Exercise: $23.37From: 2009-02-21Exp: 2018-02-21→ Common Stock (3,500 underlying)
    27,300

  • Common Stock

    (indirect: By Trust)
    232,730

  • Stock Option

    Exercise: $36.24From: 2007-01-25Exp: 2016-01-25→ Common Stock (3,500 underlying)
    23,800

  • Stock Option

    Exercise: $24.80From: 2004-11-20Exp: 2013-11-20→ Common Stock (11,000 underlying)
    16,800

  • Stock Option

    Exercise: $16.27From: 2003-02-21Exp: 2012-02-21→ Common Stock (2,000 underlying)
    2,000

  • Stock Option

    Exercise: $19.93From: 2004-01-16Exp: 2013-01-16→ Common Stock (3,800 underlying)
    5,800

  • Stock Option

    Exercise: $37.00From: 2006-02-17Exp: 2015-02-17→ Common Stock (3,500 underlying)
    20,300
Footnotes (3)
  • [F1]The option is fully exercisable.
  • [F2]The option vests in 5 equal annual installments beginning 1/25/07.
  • [F3]The option vests in 5 equal annual installments beginning 2/21/09.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT