HAUCH BROOKE A 4

Accession 0001257091-03-000001

CIK 0001012482other

View on SEC.gov Company Profile

Filed

Nov 19, 7:00 PM ET

Accepted

Nov 20, 8:39 PM ET

Size

43.4 KB

Accession

0001257091-03-000001

Insider Transaction Report

Form 4

Period: 2003-11-19

NETOPIA INCNTPA

HAUCH BROOKE A

SVP, CIO

Transactions

Sale
Common Stock
2003-11-20$14.14/sh−5,150$72,821→ 39,621 total
Exercise/Conversion
Common Stock
2003-11-20$5.63/sh+625$3,516→ 5,995 total
Sale
Common Stock
2003-11-20$14.10/sh−1,350$19,035→ 44,771 total
Sale
Common Stock
2003-11-19$14.39/sh−100$1,439→ 2,245 total
Exercise/Conversion
Common Stock
2003-11-20$6.38/sh+3,125$19,922→ 5,370 total
Sale
Common Stock
2003-11-20$14.45/sh−5,000$72,250→ 49,021 total
Sale
Common Stock
2003-11-20$14.34/sh−1,100$15,774→ 47,921 total
Sale
Common Stock
2003-11-20$14.25/sh−200$2,850→ 47,721 total
Exercise/Conversion
Incentive Stock Option (right to buy)
2003-11-20$6.38/sh−3,125$19,922→ 0 total
Exercise: $6.38From: 2000-12-31Exp: 2006-12-31→ Common Stock (3,125 underlying)
Exercise/Conversion
Incentive Stock Option (right to buy)
2003-11-20$5.63/sh−625$3,516→ 0 total
Exercise: $5.63From: 2000-04-16Exp: 2007-01-21→ Common Stock (625 underlying)
Exercise/Conversion
Incentive Stock Option (right to buy)
2003-11-20$4.00/sh−13,125$52,500→ 0 total
Exercise: $4.00From: 2001-04-22Exp: 2007-04-22→ Common Stock (13,125 underlying)
Exercise/Conversion
Incentive Stock Option (right to buy)
2003-11-20$5.25/sh−10,000$52,500→ 0 total
Exercise: $5.25From: 2001-09-02Exp: 2007-09-02→ Common Stock (10,000 underlying)
Sale
Common Stock
2003-11-19$14.36/sh−10,131$145,481→ 2,345 total
Exercise/Conversion
Incentive Stock Option (right to buy)
2003-11-20$1.20/sh−1,665$1,998→ 6,670 total
Exercise: $1.20Exp: 2002-08-15→ Common Stock (1,665 underlying)
Sale
Common Stock
2003-11-20$14.30/sh−37,376$534,477→ 2,245 total
Exercise/Conversion
Incentive Stock Option (right to buy)
2003-11-20$5.69/sh−23,236$132,213→ 0 total
Exercise: $5.69From: 2002-04-10Exp: 2008-04-10→ Common Stock (23,236 underlying)
Exercise/Conversion
Common Stock
2003-11-20$4.00/sh+13,125$52,500→ 19,120 total
Sale
Common Stock
2003-11-20$14.20/sh−1,200$17,040→ 46,121 total
Exercise/Conversion
Common Stock
2003-11-20$5.25/sh+10,000$52,500→ 29,120 total
Sale
Common Stock
2003-11-20$14.24/sh−100$1,424→ 47,621 total
Exercise/Conversion
Common Stock
2003-11-20$5.69/sh+23,236$132,213→ 52,356 total
Exercise/Conversion
Common Stock
2003-11-20$1.20/sh+1,665$1,998→ 54,021 total

Footnotes (3)

[F1]Shares reported include 2,679 shares acquired on January 31, 2003 pursuant to the Netopia Employee Stock Purchase Plan.
[F2]Shares reported include 2,245 shares acquired on July 31, 2003 pursuant to the Netopia Employee Stock Purchase Plan.
[F3]12.5% of the option shares vested on November 16, 2002, and the balance vest ratably over the next 21 months, such that all the option shares vest and become exercisable on August 16, 2004.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

NETOPIA INC

CIK 0001012482

→

Entity typeother

Related Parties

filerCIK 0001257091

Filing Metadata

Form type: 4
Filed: Nov 19, 7:00 PM ET
Accepted: Nov 20, 8:39 PM ET
Size: 43.4 KB

View on SEC.gov