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4//SEC Filing

PORTER JEFFREY G 4

Accession 0001257090-03-000001

CIK 0001012482other

View on SEC.gov Company Profile

Filed

Nov 18, 7:00 PM ET

Accepted

Nov 19, 8:01 PM ET

Size

28.1 KB

Accession

0001257090-03-000001

Insider Transaction Report

Form 4

Period: 2003-11-19

NETOPIA INCNTPA

PORTER JEFFREY G

Vice President, Marketing

Transactions

Sale
Common Stock
2003-11-19$14.50/sh−3,864$56,028→ 13,934 total
Exercise/Conversion
Incentive Stock Option (right to buy)
2003-11-19$4.00/sh−22,500$90,000→ 37,500 total
Exercise: $4.00Exp: 2012-03-01→ Common Stock (22,500 underlying)
Exercise/Conversion
Incentive Stock Option (right to buy)
2003-11-19$1.20/sh−5,833$7,000→ 4,167 total
Exercise: $1.20Exp: 2012-08-16→ Common Stock (5,833 underlying)
Exercise/Conversion
Incentive Stock Option
2003-11-19$4.25/sh−1,705$7,246→ 1,201 total
Exercise: $4.25From: 2001-06-02Exp: 2007-06-02→ Common Stock (1,705 underlying)
Exercise/Conversion
Common Stock
2003-11-19$1.20/sh+100$120→ 14,034 total
Exercise/Conversion
Common Stock
2003-11-19$1.20/sh+150$180→ 14,184 total
Exercise/Conversion
Common Stock
2003-11-19$4.00/sh+22,500$90,000→ 36,684 total
Exercise/Conversion
Common Stock
2003-11-19$1.20/sh+5,833$7,000→ 42,517 total
Exercise/Conversion
Common Stock
2003-11-19$4.25/sh+1,705$7,246→ 44,222 total
Sale
Common Stock
2003-11-19$14.50/sh−3,200$46,400→ 41,022 total
Sale
Common Stock
2003-11-19$14.51/sh−22,000$319,220→ 19,022 total
Sale
Common Stock
2003-11-19$14.52/sh−5,088$73,878→ 13,934 total
Exercise/Conversion
Incentive Stock Option (right to buy)
2003-11-19$1.20/sh−100$120→ 0 total
Exercise: $1.20From: 1999-09-08Exp: 2004-09-08→ Common Stock (100 underlying)
Exercise/Conversion
Incentive Stock Option (right to buy)
2003-11-19$1.20/sh−150$180→ 0 total
Exercise: $1.20From: 1999-10-25Exp: 2004-10-25→ Common Stock (150 underlying)

Footnotes (3)

[F1]Shares reported include 5,000 shares acquired on January 31, 2003 pursuant to the Netopia Employee Stock Purchase Plan, and 4,442 shares acquired on July 31, 2003 pursuant to the Netopia Employee Stock Purchase Plan.
[F2]The option shares vest ratably on a quarterly basis, such that all the option shares vest and become exercisable on March 1, 2006.
[F3]1,250 of the option shares vested on November 16, 2002, and the balance vest ratably over the next 21 months, such that all the option shares vest and become exercisable on August 16, 2004.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

NETOPIA INC

CIK 0001012482

Entity typeother

Related Parties

1

filerCIK 0001257090

Filing Metadata

Form type: 4
Filed: Nov 18, 7:00 PM ET
Accepted: Nov 19, 8:01 PM ET
Size: 28.1 KB

View on SEC.gov