SOFTBANK CAPITAL PARTNERS LP 4

Accession 0001253646-03-000002

CIK 0001003740other

View on SEC.gov Company Profile

Filed

Oct 8, 8:00 PM ET

Accepted

Oct 9, 5:55 PM ET

Size

13.9 KB

Accession

0001253646-03-000002

Insider Transaction Report

Form 4

Period: 2003-09-30

VIE FINANCIAL GROUP INCVIEF

SB CAPITAL MANAGERS LLC

10% Owner

Transactions

Purchase
Series H Convertible Preferred Stock
2003-09-30$100.00/sh+35,000$3,500,000→ 35,000 total(indirect: Footnote)
Exercise: $0.01From: 2004-09-30→ Common Stock (656,783,637 underlying)

Footnotes (8)

[F1]$.005329 represents (i) the purchase price for the Series H Convertible Preferred Stock divided by (ii) the number of shares of Common Stock that the Series H Convertible Preferred Stock is initially convertible into. Each share of Series H Convertible Preferred Stock is initially convertible into approximately 18,765 shares of common stock of the issuer.
[F2]Consists of 17,499 shares owned of record by SOFTBANK Capital Partners LP, a Delaware limited partnership ("SB Capital Partners"), 17,199 shares owned of record by SOFTBANK Capital LP, a Delaware limited partnership ("SB Capital"), and 302 shares owned of record by SOFTBANK Capital Advisors Fund LP, a Delaware limited partnership ("Advisors Fund").
[F3]The shares are convertible immediately at the option of the issuer. The earliest date that the shares are convertible by the holders thereof is 09/30/2004.
[F4]Consists of 328,373,053 shares held by SOFTBANK Capital Partners LP, a Delaware limited partnership ("SB Capital Partners"), 322,743,479 shares held by SOFTBANK Capital LP, a Delaware limited partnership ("SB Capital"), and 5,667,105 shares held by SOFTBANK Capital Advisors Fund LP, a Delaware limited partnership ("Advisors Fund").
[F5]The shares are directly owned by SOFTBANK Capital Partners LP, a Delaware limited partnership ("SB Capital Partners"), SOFTBANK Capital LP, a Delaware limited partnership ("SB Capital"), and SOFTBANK Capital Advisors Fund LP, a Delaware limited partnership ("Advisors Fund").
[F6]SOFTBANK Capital Partners LLC, a Delaware limited liability company ("SB CP LLC"), is the sole general partner of each of SB Capital Partners, SB Capital and Advisors Fund (the "SB Funds"), and, pursuant to the Limited Liability Company Agreement of SB CP LLC, all investment decisions on behalf of SB CP LLC must be approved by SB Capital Managers LLC, a Delaware limited liability company ("SB CM LLC"); accordingly, securities owned by the SB Funds may be regarded as being beneficially owned by SB CP LLC and SB CM LLC. Each of SB Capital Partners, SB Capital, Advisors Fund, SB CP LLC and SB CM LLC disclaims beneficial ownership of securities owned by any other person or entity except to the extent of its respective pecuniary interest, if any, therein.
[F7]None.
[F8]$100 per share.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

VIE FINANCIAL GROUP INC

CIK 0001003740

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001091819

Filing Metadata

Form type: 4
Filed: Oct 8, 8:00 PM ET
Accepted: Oct 9, 5:55 PM ET
Size: 13.9 KB

View on SEC.gov