4//SEC Filing
ASHER DANIEL 4
Accession 0001251859-22-000005
CIK 0001464790other
Filed
May 23, 8:00 PM ET
Accepted
May 24, 4:23 PM ET
Size
14.8 KB
Accession
0001251859-22-000005
Insider Transaction Report
Form 4
ASHER DANIEL
10% Owner
Transactions
- Purchase
Common Stock
2022-05-23$49.60/sh+16,100$798,491→ 1,261,393 total(indirect: By LLC) - Purchase
Common Stock
2022-05-20$50.09/sh+18,800$941,679→ 1,370,793 total(indirect: By LLC) - Sale
Common Stock
2022-05-20$50.00/sh−1,100$55,000→ 1,369,693 total(indirect: thru Sphinx Trading, LP) - Sale
Common Stock
2022-05-20$50.00/sh−122,700$6,135,000→ 1,246,993 total(indirect: By LLC) - Purchase
Common Stock
2022-05-23$49.60/sh+1,100$54,560→ 1,262,493 total(indirect: thru Sphinx Trading, LP) - Sale
Common Stock
2022-05-20$50.00/sh−1,700$85,000→ 1,245,293 total(indirect: By LLC)
Holdings
- 73,800(indirect: By LLC)
Common Stock
- 825,000(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC
- [F2]AFO Blackberry, LLC is the Managing member of AFOB FIP RILY, LLC and Daniel Asher is deemed to control AFO Blackberry, LLC
- [F3]Daniel Asher Holds shared investment and voting power over the 825,000 DJ Fund shares with DJ Fund, pursuant to an informal, unwritten agreement.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeother
Related Parties
1- filerCIK 0001251859
Filing Metadata
- Form type
- 4
- Filed
- May 23, 8:00 PM ET
- Accepted
- May 24, 4:23 PM ET
- Size
- 14.8 KB