4//SEC Filing
ASHER DANIEL 4
Accession 0001251859-22-000004
CIK 0001464790other
Filed
May 19, 8:00 PM ET
Accepted
May 20, 5:00 PM ET
Size
6.6 KB
Accession
0001251859-22-000004
Insider Transaction Report
Form 4
ASHER DANIEL
10% Owner
Transactions
- Purchase
Common Stock
2022-05-19$49.95/sh+1,200$59,940→ 1,351,993 total(indirect: By LLC)
Holdings
- 730,800(indirect: By LLC)
Common Stock
- 825,000(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLc
- [F2]AFO Blackberry, LLC is the managing member of AFOB FIP RILY, LLC and Daniel Asher is deemed to control AFO Blackberry, LLC.
- [F3]Daniel Asher holds shared investment and voting power over the 825,000 DJ Fund shares with DJ Fund, pursuant to an informal, unwritten agreement.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeother
Related Parties
1- filerCIK 0001251859
Filing Metadata
- Form type
- 4
- Filed
- May 19, 8:00 PM ET
- Accepted
- May 20, 5:00 PM ET
- Size
- 6.6 KB