4//SEC Filing
McKhann Chas 4
Accession 0001251769-22-000053
CIK 0001251769other
Filed
Jun 15, 8:00 PM ET
Accepted
Jun 16, 9:17 PM ET
Size
7.9 KB
Accession
0001251769-22-000053
Insider Transaction Report
Form 4
McKhann Chas
DirectorPresident and CEO
Transactions
- Award
Common Stock
2022-06-14+112,607→ 689,880 total - Award
Stock Option (Right to Buy)
2022-06-14+459,170→ 459,170 totalExercise: $3.95Exp: 2032-06-14→ Common Stock (459,170 underlying)
Footnotes (2)
- [F1]Represents the grant of Restricted Stock Units ("RSUs"). Each RSU provides the Reporting Person with a contingent right to receive one share of the Issuer's common stock pursuant to the Issuer's 2017 Equity Incentive Plan (the "Plan"). The RSUs vest in equal annual installments over four years commencing on the grant date, subject to the Reporting Person providing continuous service to the Issuer through each such date. Accelerated vesting may occur in the event of a Change in Control, as that term is defined in the Plan.
- [F2]The shares underlying the option shall vest as to 25% on the first anniversary of the grant date and the remainder will vest in equal monthly installments over the following three years, subject to the Reporting Person providing continuous service to the Issuer through each such date. Accelerated vesting may occur in the event of a Change in Control, as that term is defined in the Apollo Endosurgery, Inc. 2017 Equity Incentive Plan.
Documents
Issuer
Apollo Endosurgery, Inc.
CIK 0001251769
Entity typeother
Related Parties
1- filerCIK 0001631746
Filing Metadata
- Form type
- 4
- Filed
- Jun 15, 8:00 PM ET
- Accepted
- Jun 16, 9:17 PM ET
- Size
- 7.9 KB