4/A//SEC Filing
Ezralow Bryan 4/A
Accession 0001250853-19-000069
CIK 0001334325other
Filed
May 19, 8:00 PM ET
Accepted
May 20, 7:52 PM ET
Size
17.6 KB
Accession
0001250853-19-000069
Insider Transaction Report
Form 4/AAmended
Ezralow Bryan
10% Owner
Transactions
- Sale
Common Stock
2019-05-08$17.28/sh−4,035.5$69,729→ 1,008,533.5 total(indirect: By Trust) - Sale
Common Stock
2019-05-09$15.35/sh−31,223$479,270→ 958,771 total(indirect: By Trust) - Sale
Common Stock
2019-05-08$19.38/sh−20.5$397→ 989,994 total(indirect: By Trust) - Sale
Common Stock
2019-05-08$18.43/sh−18,519$341,290→ 990,014.5 total(indirect: By Trust) - Sale
Common Stock
2019-05-10$15.23/sh−24,317$370,365→ 934,454 total(indirect: By Trust)
Transactions
- Sale
Common Stock
2019-05-08$17.28/sh−4,035.5$69,729→ 1,008,533.5 total(indirect: By Trust) - Sale
Common Stock
2019-05-08$18.43/sh−18,519$341,290→ 990,014.5 total(indirect: By Trust) - Sale
Common Stock
2019-05-10$15.23/sh−24,317$370,365→ 934,454 total(indirect: By Trust) - Sale
Common Stock
2019-05-08$19.38/sh−20.5$397→ 989,994 total(indirect: By Trust) - Sale
Common Stock
2019-05-09$15.35/sh−31,223$479,270→ 958,771 total(indirect: By Trust)
Footnotes (8)
- [F1]The fractional number of shares shown results from the aggregation of these shares based on the price range of one dollar (or less) within which these shares were sold. The total number of shares sold on May 8, 2019 was 22,575 shares.
- [F2]The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.08 to $17.30, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- [F3]The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $19.23, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- [F4]The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.28 to $19.40, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
- [F5]The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $16.00, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
- [F6]The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.75 to $15.60, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4.
- [F7]Due to a clerical error, the 26,110 shares reported in the original Form 4 as being sold on May 10, 2019 was incorrect. The correct number of shares sold on May 10, 2019 was 24,317 shares.
- [F8]These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer.
Documents
Issuer
Coda Octopus Group, Inc.
CIK 0001334325
Entity typeother
Related Parties
1- filerCIK 0001697957
Filing Metadata
- Form type
- 4/A
- Filed
- May 19, 8:00 PM ET
- Accepted
- May 20, 7:52 PM ET
- Size
- 17.6 KB