McKenna Robert J 4

4 · SPECTRUM CONTROL INC · Filed Jan 9, 2009

Form 4

Period: 2009-01-07

Senior Vice-President

Transactions

Award
Options
2009-01-07+21,000→ 21,000 total
Exercise: $5.75Exp: 2014-01-07→ Common Stock (21,000 underlying)

Holdings

Incentive Stock Options
Exercise: $9.30Exp: 2012-12-03→ Common Stock (7,500 underlying)
7,500
Incentive Stock Options
Exercise: $7.60Exp: 2010-01-19→ Common Stock (15,000 underlying)
15,000
Incentive Stock Options
Exercise: $8.68Exp: 2009-01-19→ Common Stock (12,000 underlying)
12,000
Common Stock
42,101
Non-qualified Stock Options
Exercise: $6.31Exp: 2010-11-01→ Common Stock (30,000 underlying)
30,000
Common Stock
(indirect: By Spouse)
5,356
Non-qualified Stock Options
Exercise: $8.68Exp: 2009-01-19→ Common Stock (1,500 underlying)
1,500

Footnotes (7)

[F1]1/3rd of the options are currently exercisable, 1/3rd are exercisable on 1/19/08 and the final 1/3rd are exercisable on 1/19/09.
[F2]2/3rds of the options are currently exercisable and the final 1/3rd are exercisable on 1/19/08.
[F3]2/3rds of the options are currently exercisable and the final 1/3rd are exercisable on 1/19/08.
[F4]1/3rd of the options are exercisable on 11/1/07, 1/3rd are exercisable on 11/1/08 and the final 1/3rd are exercisable on 11/1/09.
[F5]1/3rd of the options are exercisable on 12/3/09, 1/3rd are exercisable on 12/3/10 and the final 1/3rd are exercisable on 12/3/11.
[F6]1/3rd of the options are exercisable on 1/7/11, 1/3rd are exercisable on 1/7/12 and the final 1/3rd are exercisable on 1/7/13.
[F7]All are granted under the Spectrum Contol, Inc. Employee Stock Option Plan which is a Rule 16b-3 Plan.

Documents

1 file