4//SEC Filing
LARDY NICHOLAS R 4
Accession 0001250492-13-000001
CIK 0000018061other
Filed
Mar 27, 8:00 PM ET
Accepted
Mar 28, 5:13 PM ET
Size
13.8 KB
Accession
0001250492-13-000001
Insider Transaction Report
Form 4
CASCADE CORPCASC
LARDY NICHOLAS R
Director
Transactions
- Disposition to Issuer
Stock Appreciation Rights
2013-03-28−2,700→ 0 totalExercise: $37.05From: 2007-06-06Exp: 2016-06-06→ Common Stock (1,161 underlying) - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−2,700→ 0 totalExercise: $35.60From: 2006-06-07Exp: 2015-06-07→ Common Stock (1,221 underlying) - Disposition from Tender
Common Stock
2013-03-28$65.00/sh−11,448$744,120→ 1,933 total - Disposition to Issuer
Common Stock
2013-03-28$65.00/sh−1,933$125,645→ 0 total - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−3,000→ 0 totalExercise: $21.15From: 2005-05-26Exp: 2014-05-26→ Common Stock (2,024 underlying)
Footnotes (4)
- [F1]1,933 of these shares represent shares of restricted stock which became fully vested by virtue of the merger and were cancelled and converted into the right to receive a lump sum cash payment equal to the merger consideration of $65.00 per share, pursuant to the Agreement and Plan of Merger, dated October 22, 2012, among Cascade Corporation, Toyota Industries Corporation and Industrial Components and Attachments II, Inc.
- [F2]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on May 26, 2005, were cancelled in the merger in exchange for a cash payment of $131,550, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F3]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 7, 2006, were cancelled in the merger in exchange for a cash payment of $79,380, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F4]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 6, 2007, were cancelled in the merger in exchange for a cash payment of $75,465 representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
Documents
Issuer
CASCADE CORP
CIK 0000018061
Entity typeother
Related Parties
1- filerCIK 0001250492
Filing Metadata
- Form type
- 4
- Filed
- Mar 27, 8:00 PM ET
- Accepted
- Mar 28, 5:13 PM ET
- Size
- 13.8 KB