$NTAP·4

NETWORK APPLIANCE INC · Jun 20, 2:18 PM ET

NETWORK APPLIANCE INC 4

4 · NETWORK APPLIANCE INC · Filed Jun 20, 2005

Insider Transaction Report

Form 4
Period: 2005-06-16
LAU JAMES K
Executive Vice President,
Transactions
  • Exercise/Conversion

    Common Stock

    2005-06-16$9.99/sh+100,000$999,0004,513,573 total(indirect: By Trust)
  • Sale

    Common Stock

    2005-06-17$30.20/sh50,000$1,510,0004,413,573 total(indirect: By Trust)
  • Sale

    Common Stock

    2005-06-16$30.00/sh50,000$1,500,0004,463,573 total(indirect: By Trust)
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2005-06-16100,000100,000 total
    Exercise: $9.99Exp: 2012-10-31Common Stock (100,000 underlying)
Holdings
  • Common Stock

    (indirect: by GRAT1)
    69,000
  • Common Stock

    3,223
  • Common Stock

    (indirect: By Trust)
    16,000
Footnotes (6)
  • [F1]Shares held in trust by James K. Lau and Katherine S. Lau, trustees to the KNSK Trust UDT 9/18/00
  • [F2]Shares held in grantor retained annuity trust by Nextgen-K1 Trust U/I DTD Jan 30 2003, James K. Lau, Trustee
  • [F3]Shares held in grantor retained annuity trust by Nextgen-J1 Trust U/I DTD Jan 30 2003, James K. Lau, Trustee
  • [F4]Shares held in trust by Koon H. Lau, trustee to The Jason A. Lau 1998 Trust. Reporting person disclaims beneficial ownership of such shares.
  • [F5]Shares held in trust by Koon H. Lau, trustee to The Jonathan A. Lau 1998 Trust. Reporting person disclaims beneficial ownership of such shares.
  • [F6]Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT