BORNT GLEN D 4
4 · S&W Seed Co · Filed Dec 22, 2017
Insider Transaction Report
Form 4
S&W Seed CoSANW
BORNT GLEN D
Director
Transactions
- Exercise/Conversion
Common Stock
2017-12-20+4,737→ 159,737 total - Exercise/Conversion
Restricted Stock Units
2017-12-20−4,737→ 0 totalFrom: 2017-12-20Exp: 2017-12-20→ Common Stock (4,737 underlying)
Footnotes (3)
- [F1]Represents the settlement of restricted stock units ("RSUs") that vested on December 20, 2017 through the issuance of shares of common stock.
- [F2]Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the December 20, 2017 vesting date was $3.50.
- [F3]On December 20, 2016, the reporting person was granted 4,737 RSUs, all of which vested on December 20, 2017.