Home/Filings/4/0001248813-17-000010
4//SEC Filing

UNITY BANCORP INC /NJ/ 4

Accession 0001248813-17-000010

$UNTYCIK 0000920427operating

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 5:00 PM ET

Size

9.5 KB

Accession

0001248813-17-000010

Insider Transaction Report

Form 4
Period: 2017-01-03
TUCKER ALLEN
DirectorOther
Transactions
  • Award

    Common Restricted

    2017-01-03$15.70/sh+1,400$21,9806,190 total
  • Award

    Stock Options

    2017-01-03$15.70/sh+1,600$25,12010,266 total
    Exercise: $15.70From: 2018-01-03Exp: 2027-01-03Common Stock (1,600 underlying)
Holdings
  • Common Stock

    343,379
  • Common Stock

    (indirect: By Spouse)
    63,497
Footnotes (7)
  • [F1]1,400 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 350 on 1/3/18; 350 on 1/3/19; 350 on 1/3/20; and 350 on 1/3/21.
  • [F2]Stock price at the close of business on 12/30/16.
  • [F3]5,800 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 390 shares are dividend reinvested shares for a total of 6,190.
  • [F4]72,758 shares are held in Mr. Tucker's name in an account held at Computershare; 240,888 shares are held in a brokerage account; 29,733 shares are held in a Trust account at Computershare for a total of 343,379.
  • [F5]12,403 shares are held in an account in Charlotte Tucker's name; 3029 are held in a trust account; and 48,065 are held in a brokerage account for a total of 63,497.
  • [F6]14,800 stock options were granted under various dates and vesting periods of which 10,266 are currently exercisable.
  • [F7]1,600 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 534 on 1/3/18; 533 on 1/3/19; and 533 on 1/3/20.

Issuer

UNITY BANCORP INC /NJ/

CIK 0000920427

Entity typeoperating
IncorporatedNJ

Related Parties

1
  • filerCIK 0000920427

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 5:00 PM ET
Size
9.5 KB