4//SEC Filing
EVERGREEN TRUST 4
Accession 0001248004-11-000001
CIK 0001187520other
Filed
Dec 28, 7:00 PM ET
Accepted
Dec 29, 2:45 PM ET
Size
7.4 KB
Accession
0001248004-11-000001
Insider Transaction Report
Form 4
EVERGREEN TRUST
10% Owner
Transactions
- Purchase
Common Stock
2011-12-27$14.15/sh+56,608$801,003→ 56,608 total
Footnotes (3)
- [F1]The Shares reported in Item 4 were purchased at the closing bid price of the Fund's stock on December 23, 2011 through a privately negotiated transaction between Trusts affiliated with the Horejsi family.
- [F2]The trustees of the Evergreen Trust are Alaska Trust Company ("Alaska Trust"), Stephen C. Miller and Larry L. Dunlap. Such trustees may be deemed to control the Evergreen Trust and may be deemed to possess indirect beneficial ownership of the Shares held by the Evergreen Trust. However, none of the trustees, acting alone, can vote or exercise dispositive authority over Shares held by the Evergreen Trust. Accordingly, Alaska Trust, Mr. Miller and Mr. Dunlap disclaim beneficial ownership of the Shares beneficially owned directly or indirectly, by the Evergreen Trust. As a result of his advisory role with the Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership over the shares directly beneficially owned by the Trust. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the Trust.
- [F3]These transactions did not result in a change to the Horejsi Trust's aggregate ownership. Trusts affiliated with the Evergreen Trust, including the Lola Brown Trust No. 1B and the Mildred B. Horejsi Trust, own an aggregate of 3,191,107 Shares of the Fund following these transactions.
Documents
Issuer
DENALI FUND INC.
CIK 0001187520
Entity typeother
IncorporatedAK
Related Parties
1- filerCIK 0001248004
Filing Metadata
- Form type
- 4
- Filed
- Dec 28, 7:00 PM ET
- Accepted
- Dec 29, 2:45 PM ET
- Size
- 7.4 KB