4//SEC Filing
JOHN S HOREJSI TRUST 4
Accession 0001248001-12-000001
CIK 0000895422other
Filed
Dec 25, 7:00 PM ET
Accepted
Dec 26, 2:58 PM ET
Size
7.5 KB
Accession
0001248001-12-000001
Insider Transaction Report
Form 4
JOHN S HOREJSI TRUST
10% Owner
Transactions
- Sale
Common Stock
2012-12-24$18.11/sh−53,080$961,279→ 0 total
Footnotes (3)
- [F1]The Shares reported in Item 4 were sold at the closing market price of the Fund's stock on December 21, 2012 through a privately negotiated transaction between Trusts affiliated with the Horejsi family.
- [F2]The trustee of the John S. Horejsi Trust (the "John Trust") is Alaska Trust Company ("Alaska Trust"). Such trustee may be deemed to control the John Trust and may be deemed to possess indirect beneficial ownership of the Shares held by the John Trust. However, Alaska Trust does not vote or exercise dispositive authority over Shares held by the John Trust. Accordingly, Alaska Trust disclaims beneficial ownership of the Shares beneficially owned, directly or indirectly, by the John Trust. As a result of his advisory role with the John Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the John Trust. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the John Trust.
- [F3]These transactions did not result in a change to the Horejsi Trust's aggregate ownership. Trusts and entities affiliated with the John Trust, including the Lola Brown Trust No. 1B, the Ernest Horejsi Trust No. 1B, the Susan L. Ciciora Trust, the Evergreen Trust, the Stewart West Indies Trust, and Evergreen Atlantic LLC, own an aggregate of 5,200,661 Shares of the Fund following these transactions.
Documents
Issuer
BOULDER TOTAL RETURN FUND INC
CIK 0000895422
Entity typeother
Related Parties
1- filerCIK 0001248001
Filing Metadata
- Form type
- 4
- Filed
- Dec 25, 7:00 PM ET
- Accepted
- Dec 26, 2:58 PM ET
- Size
- 7.5 KB