Surgical Care Affiliates, Inc.·4

Apr 3, 5:11 PM ET

Surgical Care Affiliates, Inc. 4

4 · Surgical Care Affiliates, Inc. · Filed Apr 3, 2015

Insider Transaction Report

Form 4
Period: 2015-04-01
Lane Curtis
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2015-04-01$10.25/sh+10,009$102,59216,381 total
  • Exercise/Conversion

    Options to Purchase Common Stock

    2015-04-0110,0091,698 total
    Exercise: $10.25Exp: 2015-06-24Common Stock (10,009 underlying)
  • Sale

    Common Stock

    2015-04-01$32.00/sh10,009$320,3196,372 total
Holdings
  • Options to Purchase Common Stock

    Exercise: $10.25Exp: 2015-09-09Common Stock (11,707 underlying)
    11,707
  • Options to Purchase Common Stock

    Exercise: $10.66Exp: 2016-07-23Common Stock (11,256 underlying)
    11,256
  • Options to Purchase Common Stock

    Exercise: $12.10Exp: 2021-07-01Common Stock (9,921 underlying)
    9,921
  • Options to Purchase Common Stock

    Exercise: $11.18Exp: 2020-07-01Common Stock (10,740 underlying)
    10,740
Footnotes (7)
  • [F1]Includes 6,372 shares of Common Stock underlying Restricted Stock Units ("RSUs") of the issuer. All of the RSUs are subject to time-based vesting. As of April 1, 2015, 3,027 of the RSUs were vested, with the remaining RSUs vesting on the following schedule: 1,168 RSUs vesting on June 30, 2015, 1,009 RSUs vesting on July 1, 2015, and 1,168 RSUs vesting on June 30, 2016. Each vested RSU is settled on the earlier of the individual's termination of employment or a change in control.
  • [F2]The price of $32.003125 represents the public offering price of $33.25 per share of Common Stock less the underwriters' discount of $1.246875 per share of Common Stock.
  • [F3]The options became vested as to all of the shares of Common Stock underlying such options on June 29, 2008 and became exercisable on September 16, 2013.
  • [F4]The options became vested as to all of the shares of Common Stock underlying such options on June 29, 2009 and became exercisable on September 16, 2013.
  • [F5]The options became vested as to all of the shares of Common Stock underlying such options on June 29, 2010 and became exercisable on September 16, 2013.
  • [F6]The options became vested as to all of the shares of Common Stock underlying such options on June 29, 2011 and became exercisable on September 16, 2013.
  • [F7]The options became vested as to all of the shares of Common Stock underlying such options on June 29, 2012 and became exercisable on September 16, 2013.

Documents

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