JMP GROUP LLC·4

Nov 17, 6:00 AM ET

Tongue Glenn H 4

4 · JMP GROUP LLC · Filed Nov 17, 2021

Insider Transaction Report

Form 4
Period: 2021-10-01
Transactions
  • Exercise/Conversion

    Common Shares

    2021-10-01+3,273223,471 total
  • Exercise/Conversion

    Restricted Share Unit

    2021-10-013,2733,274 total
    Exercise: $0.00From: 2021-10-01Exp: 2021-10-01Common Shares (3,273 underlying)
Holdings
  • Common Shares

    (indirect: By Deerhaven Fund, LP)
    34,886
Footnotes (2)
  • [F1]Acquisition of common shares resulting from the vesting and delivery of 25% of the restricted share units granted on March 25, 2021.
  • [F2]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.

Documents

1 file
  • 4
    form.xmlPrimary

    PRIMARY DOCUMENT