Porzenheim Clifford J 4
4 · GATX CORP · Filed Feb 2, 2012
Insider Transaction Report
Form 4
GATX CORPGMT
Porzenheim Clifford J
Sr. VP - Strategic Growth
Transactions
- Exercise/Conversion
Common Stock
2012-02-01$31.73/sh+2,500$79,338→ 21,284.881 total - Exercise/Conversion
2005 NQ Stock Option (Right to Buy)
2012-02-01−4,600→ 0 totalExercise: $32.65From: 2006-03-25Exp: 2012-03-25→ Common Stock (4,600 underlying) - Exercise/Conversion
Common Stock
2012-02-01$32.65/sh+4,600$150,167→ 25,884.881 total - Sale
Common Stock
2012-02-01$43.75/sh−7,100$310,625→ 18,784.881 total - Exercise/Conversion
2002 NQ Stock Option (Right to Buy)
2012-02-01−2,500→ 0 totalExercise: $31.73From: 2003-12-31Exp: 2012-04-26→ Common Stock (2,500 underlying)
Holdings
- 12,479.034(indirect: By 401(k))
Common Stock 401(k)
Footnotes (1)
- [F1]GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants purchase units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares.