4/A//SEC Filing
BOULDER TOTAL RETURN FUND INC 4/A
Accession 0001245551-15-000005
CIK 0000895422other
Filed
May 6, 8:00 PM ET
Accepted
May 7, 2:09 PM ET
Size
8.9 KB
Accession
0001245551-15-000005
Insider Transaction Report
Form 4/AAmended
MILLER STEPHEN C
President
Transactions
- Disposition to Issuer
Common Stock
2015-03-20−1,200→ 0 total - Disposition to Issuer
Common Stock
2015-03-20−2,797→ 0 total(indirect: By LLC)
Footnotes (5)
- [F1]On March 20, 2015, Boulder Total Return Fund, Inc. ("BTF"), The Denali Fund Inc. ("DNY") and First Opportunity Fund, Inc. ("FOFI") reorganized into Boulder Growth & Income Fund, Inc. ("BIF") (the "Reorganization") pursuant to that certain Agreement and Plan of Reorganization, dated as of March 5, 2015 (the "Agreement"). Pursuant to the Agreement, BIF acquired all of the assets and liabilities of BTF, DNY and FOFI in exchange for common shares of BIF (the "BIF Shares").
- [F2]The Reorganization occurred based on the relative net asset values ("NAV") of BIF, BTF, DNY and FOFI as of the close of regular trading on the New York Stock Exchange on March 20, 2015. At such time, BIF reported net assets of $273,608,352.67 and a NAV per share of $10.73; and BTF reported net assets of $413,286,769.95 and a NAV per share of $33.50. Holders of BTF shares received 3.121182 BIF Shares for each BTF share owned. Fractional shares were paid in cash.
- [F3]In connection with the Reorganization, Stephen C. Miller received 3,745 BIF Shares (and cash for fractional shares, if any) for his 1,200 shares of BTF.
- [F4]In connection with the Reorganization, Erma Miller, LLC received 8,729 BIF Shares (and cash for fractional shares, if any) for its 2,797 shares of BTF.
- [F5]The members of Erma Miller, LLC ("EMLLC") are Erma Miller, Stephen C. Miller, William Miller, Susan Roof, and Cynthia Ziegler. Such members may be deemed to control EMLLC and may be deemed to possess indirect beneficial ownership of the shares held by EMLLC. Stephen C. Miller and Erma Miller, acting alone, can vote or exercise dispositive authority over shares held by EMLLC.
Documents
Issuer
BOULDER TOTAL RETURN FUND INC
CIK 0000895422
Entity typeother
IncorporatedMD
Related Parties
1- filerCIK 0000895422
Filing Metadata
- Form type
- 4/A
- Filed
- May 6, 8:00 PM ET
- Accepted
- May 7, 2:09 PM ET
- Size
- 8.9 KB