Ecoark Holdings, Inc. 4
4 · Ecoark Holdings, Inc. · Filed Apr 4, 2017
Insider Transaction Report
Form 4
Metzger Gary M.
Director10% Owner
Transactions
- Award
Common Stock
2017-03-31+5,316→ 3,682,487 total - Conversion
Common Stock
2017-03-31$4.15/sh+120,484$500,009→ 3,802,971 total - Purchase
Common Stock
2016-04-20$4.00/sh+2,500$10,000→ 3,677,171 total - Purchase
Warrants
2016-04-20+2,500→ 2,500 totalExercise: $7.50From: 2016-04-20Exp: 2018-12-31→ Common Stock (2,500 underlying) - Conversion
10% Convertible Notes due 2018
2017-03-31→ 0 totalExercise: $4.15From: 2017-02-28Exp: 2018-06-30→ Common Stock (120,484 underlying)
Footnotes (2)
- [F1]On April 20, 2016, the reporting person purchased 2,500 units (each consisting of one share of common stock and one warrant to purchase one share of common stock for $5.00) from the issuer for $4.00 per unit.
- [F2]Represents the reporting person's quarterly stock grant of unrestricted common stock for service on the issuer's board of directors during the quarter ended March 31, 2017.