SPROCK CHARLES M 4
4 · ROME BANCORP INC · Filed Feb 4, 2009
Insider Transaction Report
Form 4
ROME BANCORP INCROME
SPROCK CHARLES M
DirectorChariman, CEO & President
Transactions
- Sale
Rome Bancorp common stock par value 0.01 per share
2009-02-03$7.80/sh−2,600$20,280→ 283,395 total
Holdings
- 29,068(indirect: By Spouse)
Rome Bancorp common stock par value 0.01 per share
- 147,500
Stock options under Rome Bancorp 2006 SOP
Exercise: $12.84→ Rome Bancorp common stock par value 0.01 per share (147,500 underlying)
Footnotes (2)
- [F1]Options under the 2006 Rome Bancorp SOP vest in 5 equal installments commencing 5/24/07 and expire on 5/24/16.
- [F2]The sold shares had been previously pledged to collateralize a loan and were sold as a result of a margin call at the discretion of the lending institution/broker.