Baert Bernard 4
4 · POLYONE CORP · Filed Jun 3, 2011
Insider Transaction Report
Form 4
POLYONE CORPPOL
Baert Bernard
SVP/GM Color/EM- Europe & Asia
Transactions
- Exercise/Conversion
Stock Appreciation Right
2011-06-01−10,400→ 0 totalExercise: $6.76Exp: 2015-03-05→ Common Stock (10,400 underlying) - Exercise/Conversion
Common Stock
2011-06-01$7.99/sh+8,067$64,455→ 61,011 total - Disposition to Issuer
Common Stock
2011-06-01$14.87/sh−4,335$64,461→ 56,676 total - Disposition to Issuer
Common Stock
2011-06-01$14.87/sh−1,235$18,364→ 52,944 total - Exercise/Conversion
Common Stock
2011-06-01$1.43/sh+12,834$18,353→ 54,179 total - Exercise/Conversion
Stock Appreciation Right
2011-06-01−12,834→ 12,833 totalExercise: $1.43Exp: 2016-03-04→ Common Stock (12,834 underlying) - Disposition to Issuer
Common Stock
2011-06-01$14.97/sh−4,699$70,368→ 41,345 total - Exercise/Conversion
Common Stock
2011-06-01$6.76/sh+10,400$70,356→ 46,044 total - Exercise/Conversion
Stock Appreciation Right
2011-06-01−8,067→ 16,133 totalExercise: $7.99Exp: 2017-02-16→ Common Stock (8,067 underlying)
Footnotes (3)
- [F1]SARs become exercisable and vest one-third on the attainment of 10%, 20% and 30% stock appreciation (which must be maintained for a minimum of three consecutive trading days) from the grant date closing price of $1.43 per share, with no more than one-third vesting per year during the first three years.
- [F2]The stock appreciation rights vest in three equal annual installments beginning March 6, 2009.
- [F3]The stock appreciation rights vest in three equal annual installments beginning February 17, 2011.