SWISS HELVETIA FUND, INC. 4
4 · SWISS HELVETIA FUND, INC. · Filed Jul 3, 2007
Insider Transaction Report
Form 4
Transactions
- Exercise of In-Money
Common Stock
2007-06-22$16.60/sh+1,010$16,766→ 11,640 total - Exercise of In-Money
Subscription Rights (right to buy)
2007-06-22−7,968→ 0 totalExercise: $16.60From: 2007-05-24Exp: 2007-06-22→ Common Stock (2,656 underlying) - Exercise of In-Money
Common Stock
2007-06-22$16.60/sh+2,656$44,090→ 10,630 total
Footnotes (3)
- [F1]Subscription Price determined by 92.5% of the average of the last reported sales price per share on the NYSE for the five trading days ended June 22, 2007 (the Expiration Date).
- [F2]Record Date stockholders who fully exercised their rights were entitiled to an over-subscription privilege under which they were permitted to subscribe for additional shares of Common Stock at the subscription price.
- [F3]The shares of Common Stock under Item 4 of Table I were acquired through subscription in the Fund's 1-for-3 rights offering. Shares of Common Stock issued pursuant to the exercise of 7968 rights issued to Mr. Millisits were acquired on June 29, 2007.