OSTERMAN JAMES S 4
4 · CASCADE CORP · Filed Mar 28, 2013
Insider Transaction Report
Form 4
CASCADE CORPCASC
OSTERMAN JAMES S
Director
Transactions
- Disposition to Issuer
Common Stock
2013-03-28$65.00/sh−1,933$125,645→ 0 total - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−2,700→ 0 totalExercise: $35.60From: 2006-06-07Exp: 2015-06-07→ Common Stock (1,221 underlying) - Disposition from Tender
Common Stock
2013-03-28$65.00/sh−17,832$1,159,080→ 1,933 total - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−2,700→ 0 totalExercise: $37.05From: 2007-06-06Exp: 2016-06-06→ Common Stock (1,161 underlying)
Footnotes (3)
- [F1]1,933 of these shares represent shares of restricted stock which became fully vested by virtue of the merger and were cancelled and converted into the right to receive a lump sum cash payment equal to the merger consideration of $65.00 per share, pursuant to the Agreement and Plan of Merger, dated October 22, 2012, among Cascade Corporation, Toyota Industries Corporation and Industrial Components and Attachments II, Inc.
- [F2]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 7, 2006, were cancelled in the merger in exchange for a cash payment of $79,380, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F3]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 6, 2007, were cancelled in the merger in exchange for a cash payment of $75,465, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.