Reiman Scott J. 4

4 · PROSPECT GLOBAL RESOURCES INC. · Filed Jun 8, 2012

Form 4

Period: 2012-06-07

Director10% Owner

Transactions

Other
Common Stock Warrant
2012-06-07−702,897→ 1,797,103 total(indirect: By LLC)
Exercise: $3.00From: 2011-04-25Exp: 2014-04-25→ Common Stock (702,897 underlying)
Other
Common Stock Warrant
2012-06-07−727,705→ 1,860,530 total(indirect: By LLC)
Exercise: $4.25From: 2011-11-22Exp: 2012-11-22→ Common Stock (727,705 underlying)
Other
Common Stock
2012-06-07+1,087,740→ 1,087,740 total(indirect: By Trust)
Other
Common Stock Warrant
2012-06-07+187,439→ 187,439 total(indirect: By Trust)
Exercise: $3.00From: 2011-04-25Exp: 2013-04-25→ Common Stock (187,439 underlying)
Other
Common Stock Warrant
2012-06-07+702,897→ 702,897 total(indirect: By Trust)
Exercise: $3.00From: 2011-04-25Exp: 2014-04-25→ Common Stock (702,897 underlying)
Other
Common Stock
2012-06-07−1,087,740→ 2,781,035 total(indirect: By LLC)
Other
Common Stock Warrant
2012-06-07−187,439→ 479,228 total(indirect: By LLC)
Exercise: $3.00From: 2011-04-25Exp: 2013-04-25→ Common Stock (187,439 underlying)
Other
Common Stock Warrant
2012-06-07+275,646→ 275,646 total(indirect: By Trust)
Exercise: $3.83From: 2011-09-19Exp: 2013-09-19→ Common Stock (275,646 underlying)
Other
Common Stock Warrant
2012-06-07+727,705→ 727,705 total(indirect: By Trust)
Exercise: $4.25From: 2011-11-22Exp: 2012-11-22→ Common Stock (727,705 underlying)
Other
Common Stock Warrant
2012-06-07−275,646→ 704,747 total(indirect: By LLC)
Exercise: $3.83From: 2011-09-19Exp: 2013-09-19→ Common Stock (275,646 underlying)

Holdings

Footnotes (4)

[F1]Pro rata liquidating distribution from Very Hungry LLC, of which the Scott Reiman 1991 Trust, controlled by Mr. Reiman, was a member. Mr. Reiman previously reported that he controlled Very Hungry LLC but no longer has any ownership of or control over Very Hungry LLC following the liquidating distribution.
[F2]Scott J. Reiman controls the Scott Reiman 1991 Trust.
[F3]Scott J. Reiman is the founder and President of Hexagon Investments, LLC ("Hexagon") and controls Hexagon. On June 7, 2012, Hexagon contributed all of the shares of common stock and warrants of Prospect Global Resources, Inc. (the "Issuer") to Very Hungry LLC. On June 7, 2012, Hexagon distributed all of the membership interests of Very Hungry LLC to its members on a pro rata basis, as a result of which Hexagon no longer controls Very Hungry LLC or has any beneficial ownership of any securities of the Issuer.
[F4]Not applicable.

Documents

1 file