BULL GEORGE 4

4 · REDWOOD TRUST INC · Filed May 3, 2011

Form 4

Period: 2011-05-02

DirectorChairman Of The Board/CEO

Transactions

Tax Payment
Deferred Stock Units
2011-05-02−155,414.23→ 207,259 total
Exercise: $15.83→ Common Stock (155,414.23 underlying)
Exercise/Conversion
Deferred Stock Units
2011-05-02−207,259→ 0 total
Exercise: $15.83→ Common Stock (207,259 underlying)
Exercise/Conversion
Common Stock
2011-05-02+207,259→ 686,787 total(indirect: By Trust)

Holdings

Footnotes (6)

[F1]This acquisition or disposition transaction relates to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.
[F2]Represents fair value of the distribution and/or conversion of Deferred Stock Units, based on the fair market value RWT common stock on transaction date under the 2002 Incentive Plan.
[F3]This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.
[F4]Shares are subject to a mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.
[F5]No expiration date is applicable to Deferred Stock Units.
[F6]Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.

Documents

1 file