DOWNING JONATHAN H 4

4 · UCBH HOLDINGS INC · Filed Jan 26, 2005

Form 4

Period: 2005-01-24

DirectorEVP & Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2005-01-24$3.75/sh+20,000$75,000→ 86,668 total
Sale
Common Stock
2005-01-24$41.07/sh−20,000$821,446→ 66,668 total
Purchase
Common Stock
2005-01-26$41.95/sh+27,945.448$1,172,312→ 27,945.448 total(indirect: By 401(k))
Exercise/Conversion
Employee Stock Option (right to buy)
2005-01-24−20,000→ 40,000 total
Exercise: $3.75From: 1999-04-17Exp: 2008-04-17→ Common Stock (20,000 underlying)
Sale
Common Stock
2005-01-24$40.96/sh−27,985.558$1,146,288→ 0 total(indirect: By 401(k))

Footnotes (4)

[F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2004.
[F2]The reporting person inadvertently realigned his investments in the UCB Savings Plus Plan, resulting in the sale of shares of UCBH common stock held in a unitized fund pursuant to the plan. The reporting person subsequently repurchased shares of UCBH common stock held in a unitized fund pursuant to the UCB Savings Plus Plan to correct the mistake.
[F3]The January 26, 2005 purchase in combination with the previously reported November 22, 2004 and December 22, 2004 sales made by the reporting person may have resulted in an unintentional, technical short-swing profit under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has voluntarily disgorged to the Company any profit from such transactions.
[F4]The option vested in three equal annual installments beginning on April 17, 1999.

Documents

1 file