DUFF ANDREW S 4
4 · PIPER JAFFRAY COMPANIES · Filed May 23, 2018
Insider Transaction Report
Form 4
DUFF ANDREW S
DirectorChairman and CEO
Transactions
- Exercise/Conversion
Common Stock
2018-05-21+20,466→ 225,069 total - Tax Payment
Common Stock
2018-05-21−9,333→ 215,736 total - Exercise/Conversion
Performance Share Unit
2018-05-21−27,486→ 0 totalExp: 2018-05-15→ Common Stock (27,486 underlying)
Holdings
- 10(indirect: By Children)
Common Stock
Footnotes (1)
- [F1]Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant.