KAPLAN SAMUEL L 4
4 · PIPER JAFFRAY COMPANIES · Filed May 11, 2009
Insider Transaction Report
Form 4
KAPLAN SAMUEL L
Director
Transactions
- Award
Common Stock
2009-05-07+1,000→ 3,000 total
Holdings
- 11,643(indirect: By Kaplan, Strangis & Kaplan Profit Sharing Plan)
Common Stock
Footnotes (1)
- [F1]The reporting person elected to defer receipt of 1,000 shares of common stock, resulting in the accrual to his account of 1,000 shares of phantom stock. The phantom stock will become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.