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4//SEC Filing

BREEZE-EASTERN CORP 4

Accession 0001230018-09-000005

CIK 0000099359operating

Filed

Jun 16, 8:00 PM ET

Accepted

Jun 17, 11:12 AM ET

Size

6.7 KB

Accession

0001230018-09-000005

Insider Transaction Report

Form 4
Period: 2009-06-15
Transactions
  • Purchase

    Common Stock

    2009-06-15$6.00/sh+10,500$63,0002,481,567 total
Footnotes (2)
  • [F1]Because Tinicum Capital Partners II, L.P. ("TCP") and Tinicum Capital Partners II Parallel Fund, L.P. ("TCPP") may be deemed to be under common control, each may be deemed to beneficially own the shares of Common Stock beneficially owned by the other, although TCP and TCPP disclaim such beneficial ownership. If TCP and TCPP are deemed to beneficially own shares of Common Stock held by the other, TCP and TCPP would own 2,481,567 shares of Common Stock in aggregate. Pursuant to Rule 16a-1(4) of the Securities Exchange Act of 1934, as amended (the "Act"), TCP states that this filing shall not be deemed an admission that TCP is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of the shares of Common Stock owned owned by TCPP.
  • [F2]On June 15, 2009, TCP and TCPP purchased an aggregate of 10,500 shares of Common Stock on the NYSEAmex. TCP purchased 10,446 shares of Common Stock at a purchase price of $6.00 per share and TCPP purchased 54 shares of Common Stock at a purchase price of $6.00 per share. Subsequent to the June 15, 2009 purchase, TCP owned 2,468,630 shares of Common Stock and TCPP owned 12,937 shares of Common Stock.

Issuer

BREEZE-EASTERN CORP

CIK 0000099359

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000099359

Filing Metadata

Form type
4
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 11:12 AM ET
Size
6.7 KB