4//SEC Filing
Northern Power Systems Corp. 4
Accession 0001228600-14-000001
CIK 0001605997operating
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 6:09 PM ET
Size
6.7 KB
Accession
0001228600-14-000001
Insider Transaction Report
Form 4
ELLIS ALEXANDER III
Director
Transactions
- Other
Common Shares
2014-09-30+889,762→ 2,223,382 total(indirect: Footnote) - Other
Class B Restricted Voting Shares
2014-09-30−889,762→ 2,669,283 total(indirect: Footnote)
Footnotes (2)
- [F1]Reporting Person converted Class B Restricted Voting Shares to Common Shares on a one-to-one basis in cashless transaction.
- [F2]Shares are held directly by RockPort Capital Partners III, L.P. Reporting person is a General Partner of RockPort Capital Partners III, L.P., and therefore may be deemed to hold voting and dispositive power over the shares held by RockPort Capital Partners III, L.P. Reporting Person disclaims beneficial ownership of the shares held by RockPort Capital Partners III, L.P.
Documents
Issuer
Northern Power Systems Corp.
CIK 0001605997
Entity typeoperating
IncorporatedBritish Columbia, Canada
Related Parties
1- filerCIK 0001605997
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 6:09 PM ET
- Size
- 6.7 KB