4//SEC Filing
LOW PAUL M 4
Accession 0001227799-13-000002
CIK 0000766701other
Filed
May 1, 8:00 PM ET
Accepted
May 2, 5:36 PM ET
Size
21.2 KB
Accession
0001227799-13-000002
Insider Transaction Report
Form 4
LOW PAUL M
Director
Transactions
- Sale
Series B Convertible Preferred
2012-12-21$14.45/sh−613$8,858→ 24,387 total→ Common Stock (367 underlying) - Sale
Series B Convertible Preferred
2012-12-21$14.37/sh−387$5,561→ 24,000 total→ Common Stock (231 underlying) - Sale
Common Stock
2012-12-21$12.02/sh−2,400$28,848→ 23,133 total - Sale
Common Stock
2012-12-21$12.01/sh−1,000$12,010→ 22,133 total - Sale
Common Stock
2013-05-02$12.97/sh−1,500$19,455→ 20,633 total - Sale
Series B Convertible Preferred
2013-05-02$15.22/sh−991$15,086→ 22,000 total→ Common Stock (593 underlying) - Sale
Series B Convertible Preferred
2013-05-01$15.15/sh−1,009$15,286→ 22,991 total→ Common Stock (603 underlying)
Holdings
- 0(indirect: By Trust)
Common Stock
- 380(indirect: By Trust)
Series B Convertible Preferred
→ Common Stock (220.78 underlying)
Footnotes (4)
- [F1]Director stock option granted pursuant to the Capstead Mortgage Corporation 1990 Director Stock Option Plan.
- [F2]The shares are held in a trust account for the benefit of the reporting person's granddaughter. The reporting person is co-trustee and has investment control over the trust.
- [F3]The Capstead $1.26 Cumulative Convertible Preferred Stock, Series B, is traded on the New York Stock exchange under the symbol CMOPRB. The preferred stock is perpetual and is convertible into the Capstead common stock at any time at the stockholder's option. The preferred stock is callable at the option of the company at $12.50 per share and an exercise date and price are not applicable.
- [F4]The shares are held in a trust for the benefit of the reporting person's grandson. The reporting person is co-trustee and has investment control over the trust.
Issuer
CAPSTEAD MORTGAGE CORP
CIK 0000766701
Entity typeother
Related Parties
1- filerCIK 0001227799
Filing Metadata
- Form type
- 4
- Filed
- May 1, 8:00 PM ET
- Accepted
- May 2, 5:36 PM ET
- Size
- 21.2 KB