Nitzan Andrea 4

4 · BARINGS CORPORATE INVESTORS · Filed Mar 20, 2026

AI-generated summary of this filing

Updated Mar 20, 2026

Barings (MCI) VP Nitzan Andrea Acquires 413 Notional Shares

What Happened

Nitzan Andrea, Vice President of Barings Corporate Investors (MCI), recorded an acquisition of 412.762 derivative/notional shares on 2026-03-19 at an implied price of $19.31 per unit, for a total value of about $7,970. The Form 4 reports this as transaction code J (other acquisition/disposition) and classifies the units as derivative (not actual common shares).

Key Details

Transaction date and filing: transaction 2026-03-19; Form 4 filed 2026-03-20 (filed promptly).
Price and value: 412.762 units × $19.31 = $7,970 (reported).
Shares owned after transaction: not specified in the provided filing.
Footnotes of note:
- F1/F2: These are notional units under a non‑qualified deferred compensation plan that track the market value (and dividends) of Barings Corporate Investors common shares but do not represent actual share ownership. Units are generally payable/exercisable only upon termination, retirement, or other plan‑permitted events and may be liquidated or reallocated by the participant.
Transaction code: J = Other acquisition/disposition (derivative/notional units).

Context

This was an acquisition of notional/derivative units in a deferred compensation plan, not an open‑market purchase of shares. Such units mirror the economic performance of the stock but do not confer direct voting rights or share ownership until plan payout rules apply. These plan entries are common for executive compensation and do not necessarily indicate immediate bullish or bearish trading intent.

Form 4

Period: 2026-03-19

Vice President

Transactions

Other
Barings Non-Qualified Thrift Plan
[F1][F2]
2026-03-19$19.31/sh+412.762$7,970→ 412.762 total
→ Common Shares ("Shares of Beneficial Interest") (412.762 underlying)

Footnotes (2)

[F1]Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
[F2]Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.

Signature

Stacy Standridge, as Attorney-in-fact|2026-03-20

1 file