Nuveen Real Asset Income & Growth Fund·4

Mar 18, 4:58 PM ET

Jones Nathaniel T. 4

4 · Nuveen Real Asset Income & Growth Fund · Filed Mar 18, 2026

Research Summary

AI-generated summary of this filing

Updated

Nuveen Real Asset (JRI) VP Nathaniel Jones Exercises Rights, Sells 1,000 Shares

What Happened

  • Nathaniel T. Jones, a Vice President of Nuveen Real Asset Income & Growth Fund (JRI), exercised subscription rights on March 16, 2026. The Form 4 shows he acquired 750 shares at $12.40 each (cost $9,300) and disposed of 1,000 shares at $12.40 each (proceeds $12,400).
  • These entries reflect exercising subscription rights (an in‑the‑money derivative transaction), not an open‑market purchase or typical grant.

Key Details

  • Transaction date: 2026-03-16; filing date: 2026-03-18 (timely filing)
  • Prices and values: 750 shares acquired @ $12.40 = $9,300; 1,000 shares disposed @ $12.40 = $12,400
  • Shares owned after transaction: Not disclosed on the provided Form 4 excerpt
  • Footnote: F1 clarifies these shares were acquired upon exercise of subscription rights in the issuer’s pro rata rights offering; the acquisition of the rights and resulting shares was exempt from Section 16 reporting/short-swing rules under Rule 16a-9(b) and Section 16b-6(b)
  • Remarks: "jonespoa.txt" indicates a power-of-attorney filing was attached to the Form 4

Context

  • This was an exercise of subscription rights (derivative exercise). The filing shows both an acquisition and a disposal on the same date; that can occur when an insider exercises rights and concurrently sells some shares, but the Form 4 here simply reports the two separate derivative transactions. These entries are routine disclosures of rights-exercise activity and, by themselves, do not necessarily signal a change in insider sentiment.

Insider Transaction Report

Form 4
Period: 2026-03-16
Jones Nathaniel T.
Vice President
Transactions
  • Exercise of In-Money

    Common Stock

    [F1]
    2026-03-16$12.40/sh+750$9,3001,750 total
  • Exercise of In-Money

    Subscription Right

    2026-03-16$12.40/sh1,000$12,4000 total
    Exercise: $12.40From: 2026-02-06Exp: 2026-03-09Common Stock (1,000 underlying)
Footnotes (1)
  • [F1]Represents shares acquired upon exercise of subscription rights, including rights to related oversubscription privileges, allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. Theacquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) byvirtue of Section 16b-6(b).
Signature
Mark L. Winget/ Signed Under POA|2026-03-18

Documents

2 files