4//SEC Filing
ODONOVAN JAMES J 4
Accession 0001225208-22-001055
CIK 0000910073other
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 5:46 PM ET
Size
12.8 KB
Accession
0001225208-22-001055
Insider Transaction Report
Form 4
ODONOVAN JAMES J
Director
Transactions
- Award
Common Stock
2022-01-25+9,434→ 9,434 total(indirect: By Stock Award XII)
Holdings
- 388,471(indirect: By SERP)
Common Stock
- 241,140(indirect: By 401(k))
Common Stock
- 737,647
Common Stock
- 3,000(indirect: By Stock Award VII)
Common Stock
- 8,212(indirect: By Stock Award XI)
Common Stock
- 4,500(indirect: By Stock Award IX)
Common Stock
- 3,000(indirect: By Stock Award VIII)
Common Stock
- 7,208(indirect: By Stock Award X)
Common Stock
Footnotes (9)
- [F1]9,434 shares granted under Stock Award XII on January 25, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on January 25, 2023.
- [F2]The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- [F3]The New York Community Bancorp, Inc. Employee Stock Ownership Plan (the "ESOP") was merged with and into the New York Community Bancorp, Inc. Employee Savings Plan, (the "401(k) Plan") and all assets of the ESOP were transferred to the 401(k) Plan. This transaction is exempt pursuant to Rule 16a-13. Prior to the merger of the ESOP into the 401(k) Plan, on November 24, 2021, a minimum required distribution was made by the ESOP. On December 16, 2021, a minimum required distribution was made by the 401(k) plan.
- [F4]This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- [F5]The remaining 4,500 shares, granted under Stock Award IX on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 1, 2022.
- [F6]The remaining 3,000 shares, granted under Stock Award VII on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 1, 2022.
- [F7]The remaining 3,000 shares, granted under Stock Award VIII on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on February 15, 2022.
- [F8]The remaining 7,208 shares granted under Stock Award X on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on January 29, 2022.
- [F9]8,212 shares granted under Stock Award XI on January 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on January 26, 2022.
Documents
Issuer
NEW YORK COMMUNITY BANCORP INC
CIK 0000910073
Entity typeother
Related Parties
1- filerCIK 0001215092
Filing Metadata
- Form type
- 4
- Filed
- Jan 26, 7:00 PM ET
- Accepted
- Jan 27, 5:46 PM ET
- Size
- 12.8 KB